ICGN 2022 Awards

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ICGN 2022 Awards

ICGN 2022 Awards

ICGN presented four awards to recognise outstanding corporate governance and investor stewardship leaders at the ICGN Global Proxy Round-up Event on November 16th 2022. 

Achievement Awards

Excellence in Corporate Governance Award

  • Individual: James Andrus, Interim Managing Investment Director, CalPERS, US
  • Organisation, Team, or Collaboration: Women on Boards of Directors Leadership Initiative (collaborative initiative), Colombia

 

Excellence in Stewardship Award

  • Rising Star Award Winner: Sonya Likhtman and Professor Dr. Kornelia Fabisik

 

Global Stewardship Disclosure Awards

Asset Owners – £60 billion and above AUM Winner

  • Universities Superannuation Scheme (USS), UK

 

Asset Owners – Under £60 billion AUM Winner

  • Brunel Pension Partnership, UK

 

Asset Managers – £60 billion and above AUM Winner

  • PGGM Investments, Netherlands

 

Asset Managers – Under £60 billion AUM Winner

  • Coronation Fund Managers, South Africa 

 

Achievement Awards

Excellence in Corporate Governance Award – Organisation, Team or Collaboration

  • James Andrus, Interim Managing Investment Director, CalPERS, US
  • Women on Boards of Directors Leadership Initiative (Collaborative initiative), Colombia
  • Ralitza Germanova, Corporate Governance Officer, International Finance Corporation (IFC), US

 

Rising Star Award

  • Katie Frame, Schroders plc, UK
  • Professor Dr. Kornelia Fabisik, Assistant Professor, University of Bern, Switzerland
  • Harry Ashman, BMO Global Asset Management part of Columbia Threadneedle Investments, UK
  • Sophie Harris, Railpen, UK
  • Sonya Likhtman, EOS, Federated Hermes Limited, UK
  • Saskia Kort-Chick, AllianceBernstein, Australia

 

Global Stewardship Disclosure Awards

Asset Managers £60 billion and above AUM

  • AXA Investment Managers, France
  • Baillie Gifford and Co., UK
  • Federated Hermes Limited, UK
  • J.P. Morgan Asset Management, US/UK
  • Manulife Investment Management, Canada
  • PGGM Investments, Netherlands

 

Asset Managers under £60 billion AUM

  • Alberta Investment Management, Canada
  • Comgest, France
  • Coronation Fund Managers, South Africa
  • GAM Investments, UK
  • Kotak Mahindra Asset Management Co. Ltd., India

 

Asset Owners – £60 billion and above AUM

  • Dai-Ichi Life Insurance Co., Japan
  • Government Pension Investment Fund, Japan
  • Norges Bank Investment Management, Norway
  • Royal London Group, UK
  • Universities Superannuation Scheme (USS),  UK

 

Asset Owners- under £60 billion AUM

  • AP3, Third Swedish National Pension Fund, Sweden
  • Brunel Pension Partnership, UK
  • Ontario Municipal Employees Retirement System, Canada
  • University of Toronto Asset Management, Canada

Annual Achievement Awards And Global Stewardship Disclosure Awards

The International Corporate Governance Network celebrated excellence in governance and stewardship on 16 November 2022 at a gala event at One Birdcage Walk, with over 150 members in attendance.

The ICGN Awards Committee is vested with the responsibility for the Awards Program. The members of the Committee are: Philip Armstrong, Chair; Christine Chow; Anne-Marie Jourdan; Robert Lewenson; and Dan Konigsburg.

The selected winners in the Award categories are:

 

Rising Star Award 

  • Professor Dr. Kornelia Fabisik, Assistant Professor, University of Bern (Switzerland)
  • Sonya Likhtman, EOS, Engager, Federated Hermes Limited (UK)

 

Excellence in Corporate Governance Award –

  • James Andrus, Interim Managing Investment Director, CalPERS (US)
  • The Women on Boards of Directors Leadership Initiative (Columbia)

 

Global Stewardship Disclosure Award for Asset Owner (over £60 billion)

  • Universities Superannuation Scheme (UK)

 

Global Stewardship Disclosure Award for Asset Owner (under £60 billion)

  • Brunel Pension Partnership (UK)

 

Global Stewardship Disclosure Award for Asset Manager (over £60 billion)

  • PGGM Investments (Netherlands)

 

Global Stewardship Disclosure Award for Asset Manager (under £60 billion)

  • Coronation Fund Managers (South Africa)

 

Rising Star Award

 

Professor Dr. Kornelia Fabisik, Assistant Professor, University of Bern, Switzerland

In the nomination, Dr. Christian Strenger said, “(Dr. Fabisik’s) research in the field of ESG ratings is truly useful to both investment professionals as well as academics. In addition, her research in the field of corporate governance has been published in the Journal of Financial Economics She also regularly shares her knowledge with the public in her blog “Clarity in ESG” (http://www.clarityinesg.com).”

Dr. Fabisik said “I am truly delighted to receive the 2022 ICGN Rising Star Award. It is truly encouraging to see that the topics that interest me as an academic are the same ones that practitioners care about – be it ESG best practices, optimal incentives and shareholder voting mechanisms, and many others. I hope that my future research will continue to inform the policy debate and will become of interest to an even broader audience.”

 

Sonya Likhtman, Engager, EOS, Federated Hermes Limited, UK

Sonya’s nominator, Hannah Shoesmith said, “She spent 2020 researching the topic and in February 2021 published a white paper called “Our Commitment to Nature: Supporting biodiversity and sustainable land use through engagement. Her research was fundamental to the development of the firm’s first biodiversity fund, which successfully launched as the Biodiversity Equity Fund in partnership with the Natural History Museum in March 2022. Sonya has since been appointed as the lead engager on the fund.”

On receiving the award, in a video, Sonya said “It’s a huge honour to be recognised through the ICGN Rising Star Award. I’m especially humbled to be recognised by an organisation that has played such an important role in elevating standards of corporate governance and stewardship around the world. I’d like to congratulate all the others in this category, several of whom I am lucky to have worked with, and who I know are superstars.”

 

Excellence In Corporate Governance Award

James Andrus, Interim Managing Investment Director, CalPERS, US

James was nominated by Tamara Sells, Associate Investment Manager, CalPERS. In her nomination, Tamara said, “The specific outcomes (of his work) run all across corporate governance as he has been a part of pushing for greater transparency in corporate reporting in his writing, speaking and general advocacy work. Many may claim success for the broad accomplishments, but there is no doubt that James has been a vital part in moving on greater transparency in financial reporting, including the enhanced focus on sustainability reporting. For example, his work on getting climate and human capital into the financials (note that FASB has human capital in its work plan) is ground-breaking in the U.S.”

In a video accepting his award, James said “I cannot say thank you enough to the Committee who selected me for the Excellence in Corporate Governance Award; to the board, that is responsible for all; and to Kerrie Waring, for continuously holding the banner of corporate governance high around the globe.”

“I note and applaud the current and past winners of the Governance and Stewardship Awards. Our work is not easy. Battles are fought to ultimately raise global governance and stewardship standards, always with long-term returns for the ultimate beneficiaries at the forefront… I admire the fact that ICGN creates a home for those with big ideas and energy to drive them, and for those of us working hard on their own ideas and the ideas of others, loving what we do.”

 

Women on Boards of Directors Leadership Initiative (collaborative initiative), Colombia

In the nomination, Professors Maria Andrea Trujillo and Alexander Guzmán from the CESA Business School said, “The program has thus far managed to find leadership positions for women who have participated, in conjunction with its allies and supported by Colombia’s Vice-presidency, which sent letters to more than 3,000 companies during 2020-2022, inviting the incorporation of more women on boards of directors. More than 2,100 profiles have been made visible, thanks to the Resume Bank, and the program has participated in 152 processes, ultimately achieving 28 positions on boards of directors.”

Emilia Restrepo (Rector, CESA Business School) accepted the Award, stating with Professors Trujillo and Guzmán that “We are so pleased to receive this recognition for our initiative. We have seen the power of the work we’re undertaking and the change in the lives of the women we work with, not just professionally but personally too. We have obtained positions for them in the country’s top companies and caused a shift in Colombia’s business sector, which is now increasingly aware of the importance of gender diversity in leadership roles. Receiving this award encourages us to keep moving forward to expand this initiative in Latin America, and reminds us of our responsibilities when it comes to continuing the hard work that this initiative represents.”

“We will keep emphasizing the great importance of gender diversity within a good system of governance, in general, and boards, in particular. On behalf of CESA Business School, which designed and leads this initiative, and our allies, Aequales (gender equity consultants), ANDI (National Association of Industrialists), Deloitte, the IFC of the World Bank Group, the Colombian Institute for Corporate Governance, Orza (corporate strategic relationships advisors), the Page Group, Women in Connection and the 30% Club, we offer our heartfelt thanks for this recognition.”

 

Global Stewardship Disclosure Awards

 

Asset Owners Over £60 Billion

The shortlisted Asset Owners are:

  • Royal London Group (UK)
  • Government Pension Investment Fund (GPIF) (Japan)
  • Universities Superannuation Scheme (USS) (UK)
  • Dai-Ichi Life Insurance Co. (Japan)
  • Norges Bank Investment Management (Norway)

 

USS was selected as the winner of the ICGN Award for the Global Stewardship Disclosure Award for Asset Owners over £60 billion.

The Judging Panel indicated that USS had an impressive and straightforward approach to its stewardship disclosure. USS offered reports on risk disclosures for responsible investment, with good case studies, and provided a TCFD report. It had accessible voting records which could be reviewed easily. In all, the site was easy to navigate and updated regularly.

David Russell accepted the Award on behalf of USS.

Asset Owners Under £60 Billion

The shortlisted Asset Owners are:

  • Brunel Pension Partnership (UK)
  • AP3, Third Swedish Pension Fund (Sweden)
  • University of Toronto Asset Management (Canada)
  • Ontario Municipal Employees Retirement System (OMERS) (Canada)

 

Brunel Pension Partnership was selected as the winner of the ICGN Award for the Global Stewardship Disclosure Award for Asset Owners under £60 billion.

Brunel was selected for several reasons including the disclosure of their own gender pay gap analysis for transparency purposes, which was impressive. The Panel could tell that Brunel had integrated the assessment of global risks into its investment strategy and it was clear throughout their reports. The Panel liked that Brunel stated their values and commitment to partnerships as a part of its culture, which showed strongly in their disclosure.

Helen Price accepted the Award on behalf of Brunel Pension Partnership.

 

Asset Managers Over £60 Billion

The shortlisted Asset Managers are:

  • Federated Hermes Limited (UK)
  • Baillie Gifford and Co. (UK)
  • Manulife Investment Management (Canada)
  • PGGM Investments (Netherlands)
  • AXA Investment Managers (France)
  • J.P. Morgan Investment Management (US/UK)

 

PGGM was selected as the winner of the ICGN Award for the Global Stewardship Disclosure Award for Asset Managers over £60 billion.

The Judging Panel indicated that their website was impressive as it covered their clear focus on stewardship, disclosure and was easy to navigate.  There was very good disclosure on their voting data and the rationale behind the votes.

Emma van Staveren accepted the Award on behalf of PGGM.

 

Asset Managers Under £60 Billion

The shortlisted Asset Managers are:

  • Alberta Investment Management (Canada)
  • Comgest (France)
  • Coronation Fund Managers (South Africa)
  • GAM Investments (UK)
  • Kotak Mahindra (India)

 

Coronation Fund Managers was selected as the winner for the ICGN Award for the Global Stewardship Disclosure Award for Asset Managers under £60 billion.

Coronation Fund Managers was selected due to the clear layout of their stewardship approach and principles, particularly their engagement and voting. The panel felt that their disclosure of what hadn’t worked as well as anticipated during their engagements was rare and set them apart. Coronation Fund Managers provided equity and fixed income information and provided a global perspective to their disclosures.

Bryan Melville accepted the Award on behalf of Coronation Fund Managers.

 

Judging Panels

Judging Panel members for Achievement Awards:

 

Erik Breen Managing Director and Owner Infinsus Netherlands
Juan Alvarez-Vijande

 

CEO Instituto de Consejeros-Administradores Spain
Susanne Eickermann-Riepe ICG Chair Institute for Corporate Governance Germany
Hetal Dalal President & CEO IiAS India
Joanna Soh Chief Operating Officer Stewardship Asia Centre Singapore

 

Judging Panel members for Asset Owners over £60 billion:

Megumi Terayama Director Channel Management ESG for S&P Dow Jones Indices Japan
Mauro Rodrigues da Cunha Independent Director Board member: Vale, Klabin, and brMalls Brazil
Cynthia Nastanski Senior VP & Corporate Secretary PepsiCo US
Chris Pinney President and CEO High Meadows Institute US
Louise Davidson

 

CEO Australian Council of Superannuation Investors Australia

 

Judging Panel members for Asset Owners under £60 billion:

Fiona Ellard Senior Adviser The Investor Forum UK
Valeria Cafe Head of Vocalization and Influence at IBGC IBGC Association Brazil
Michelle Tan Partner Hugessen Consulting Inc. Canada
Devendra V. Deshpande President The Institute of Company Secretaries of India India
Shameela Ebrahim (né Soobramoney) Chief Sustainability Officer Johannesburg Stock Exchange Johannesburg, South Africa

 

Judging Panel members for Asset Managers over £60 billion:

Tetsuo Kitagawa Professor; Board Member External Director of Mitsubishi UFJ Trust and Banking; professor at Tokyo Metropolitan University; Value Reporting Foundation Japan
Dr. Ashraf Gemaleldin CEO Hawkamah Institute for Corporate Governance Dubai, UAE
Michael Hilb Professor and Board Member International Board Foundation Switzerland
Dr. Leda Condoyanni Corporate Governance Director Mytilineos Greece
Habiba Al Mar’ashi Chairperson Emirates Environmental Group Emirates
Chie Mitsui Senior Researcher Nomura Research Institute Japan
Dr. Christian Strenger Honorary Professor Frankfort School of Finance and Management Germany

 

Judging Panel members for Asset Managers Under £60 billion:

Santiago Chaher Managing Director Cefeidas Group Latin America
Emi Onozuka Catalyst Japan Japan
Andrew Ninian Director, Stewardship and Corporate Governance The Institute of Internal Auditors UK
Erik Breen Managing Director and Owner Infinsus Netherlands
Megumi Terayama Director Channel Management ESG for S&P Dow Jones Indices Japan

 

ENDS.

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ICGN 2022 Awards

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ICGN 2022 Awards

Will Farrell

Federated Hermes
Assistant Manager, EOS
London

Will co-leads the climate change theme at EOS, the stewardship arm of Federated Hermes Limited, where his coverage includes companies in Europe and Australia, primarily financial services, energy, chemicals, and materials. Prior to joining EOS, Will worked in the energy and infrastructure investment banking team at Macquarie Capital, where he specialised in renewable energy. Before that, Will held a number of roles across the UK climate policy space, including as a parliamentary researcher for Rt. Hon. Chris Skidmore MP on climate and energy issues, and as a climate and economic policy analyst at a diplomatic institute. He was appointed as a voluntary adviser to Rt. Hon. Alok Sharma MP, President of COP26, on preparations for COP26 after co-founding a Westminster climate policy group in 2019, which engaged MPs and Members of the House of Lords to advocate for more ambition on climate action in public policy. Will has a Bachelor’s degree (1st Class Honours) in Economics from the London School of Economics and Political Science.