Proposed Rules on Amendments to PCAOB Interim Independence Standards, Public Company Accounting Oversight Board (PCAOB)
Chairman Jay Clayton Securities and Exchange Commission Washington, D.C. 20549 USA Sent by email: rule-comments@sec.gov; chairmanoffice@sec.gov 18 December 2020 Dear Chairman Clayton: Re: Notice of Filing of Proposed Rules on Amendments to PCAOB […]
NASDAQ Listing Requirements on Board Diversity, U.S. Securities and Exchange Commission (SEC)
Chairman Jay Clayton Securities and Exchange Commission Washington, D.C. 20549 USA Sent by email: rule-comments@sec.gov; chairmanoffice@sec.gov 16 December 2020 Dear Chairman Clayton: Re: NASDAQ Listing Requirements on Board Diversity (SR-NASDAQ-2020-081) The International Corporate […]
ICGN Investor Viewpoint: The Biden Administration – A new start for US corporate governance
ICGN Viewpoint The Biden Administration: A new start for US corporate governance December 2020 The transition from the Trump Administration to a Joe Biden presidency portends a new policy direction across a range of fronts in the United States, including […]
Fiduciary Duties Regarding Proxy Voting and Shareholder Rights, U.S. Department of Labor
The Honorable Eugene Scalia, Secretary U.S. Department of Labor, Employee Benefits Security Administration Office of Regulations and Interpretations Room N-5655 200 Constitution Avenue NW, Washington, DC 20210 Submitted electronically: www.regulations.gov 5 October 2020 Subject: ICGN […]
Modernisation of Regulation S-K Items 101, 103, and 105, U.S. Securities and Exchange Commission (SEC)
Chairman Jay Clayton Ms. Vanessa CountrymanU.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 USA Via email: chairmanoffice@sec.gov and comments@sec.gov 26 August 2020 Subject: Modernization of Regulation S-K Items 101, 103, and […]
Financial Factors in Selecting Plan Investment Proposed Regulation, U.S. Department of Labor
Office of Regulations and Interpretations Employee Benefits Security Administration, Room N-5655 U.S. Department of Labor 200 Constitution Avenue NW Washington, DC 20210 USA Submitted electronically: www.regulations.gov 29 July 2020 Subject: ICGN Response to the Department […]
Potential Approach to Revisions to Quality Control Standards, Public Company Accounting Oversight Board (PCAOB)
Office of the Secretary PCAOB 1666 K Street, NW Washington, DC 20006-2803 comments@pcaobus.org 16 March 2020 Dear Secretary, Subject: ICGN Response to the PCAOB Concept Release for Potential Approach to Revisions to PCAOB […]
Revisions to U.S Securities Exchange Commission (SEC) shareholder proposals rule
The Honorable Jay Clayton, Chairmanc/o Securities and Exchange Commission (SEC) 100 F Street, NEWashington, DC 20549 United States By email: rule-comments@sec.gov 4 December 2019 Re: SEC proposed amendments to Exchange […]
U.S Securities and Exchange Commission (SEC) proxy advisor interpretation and guidance
The Honorable Jay Clayton, ChairmanThe Honorable Robert J. Jackson, Jr., Commissioner The Honorable Allison Herman Lee, Commissioner The Honorable Hester M. Peirce, CommissionerThe Honorable Elad L. Roisman, Commissioner c/o Securities […]
U.S SEC’s Regulation S-K
22nd October 2019 Dear Secretary Countryman, Subject: Modernization of Regulation S-K Items 101, 103, and 105; Release Nos. 33-10668; 34-86614 (“Proposed Rule”) Led by investors responsible for assets under management […]