Request for comment on earnings releases and quarterly reports, U.S. Securities and Exchange Commission (SEC)
Brent J. Fields, Secretary U.S. Securities and Exchange Commission 100 F Street NE., Washington, DC 20549-1090 21 March 2019 Dear Mr. Fields, Re: Request for comment on earnings Releases and Quarterly Reports Led by […]
ESG disclosure, U.S. Securities and Exchange Commission (SEC)
Mr. Jay Clayton, Chairman Mr. William Hinman, Director, Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street NE., Washington, DC 20549-1090 21 March 2019 Via electronic mail (rule-comments@sec.gov ) Re: File […]
Dual class share structures, NASDAQ
Mr John Zecca Senior Vice President General Counsel North America and Chief Regulatory Officer NASDAQ Stock Market 805 King Farm Boulevard Rockville, MD 20850 USA By email: john.zecca@nasdaq.com 7 November 2018 Re: Dual Class Share Structures […]
Dual class share structures, New York Stock Exchange (NYSE)
Elizabeth King Chief Regulatory Officer Intercontinental Exchange Inc. 11 Wall Street New York, NY 10005 USA 7 November 2018 By email: Elizabeth.King@theice.com Re: Dual Class Share Structures Dear Ms. King, Led by investors responsible for […]
Draft Strategic Plan 2018-2022, Public Company Accounting Oversight Board (PCAOB)
Office of the Secretary Public Accounting Oversight Board 1666 K Street NW Washington D.C. 20006-2803 By email: comments@pcaobus.org 10 September 2018 Public Company Accounting Oversight Board Strategic Plan 2018-2022: Draft for Comment The International […]
Treatment of unequal voting structures in the MSCI equity indices, MSCI
MSCI Equity Index Committee 7 World Trade Center 250 Greenwich Street New York, NY 10007 By email: clientservice@msci.com 31 May 2018 ICGN Comment on the Treatment of Unequal Voting Structures in the MSCI […]
Forced arbitration provisions in public company governing documents, U.S. Securities and Exchange Commission (SEC)
William H. Hinman Director Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street NE., Washington, DC 20549 9 February 2018 Re: Forced arbitration provisions in public company governing documents Dear Mr. […]
The eligibility of non-voting share classes in S&P Dow Jones Indices (DJI)
S&P Dow Jones Indices Submitted online through Survey Monkey 3 May 2017 Dear Sirs, RE: S&P Dow Jones Indices consultation with members of the investment community on the eligibility of non-voting […]
ICGN Investor Viewpoint: The changing US political landscape
ICGN Viewpoint Governance questions posed by the changing U.S. political landscape February 2017 Consistent with their stewardship obligations, institutional investors around the world regularly monitor and assess changing political dynamics, […]
ICGN Investor Viewpoint: Corporate lobbying & the US elections
ICGN Viewpoint Corporate Lobbying Practices and the US elections September 2016 The 2016 US Presidential election campaign is set to be the most expensive yet – a whopping $10 billion […]